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Allen Ferrell
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Ferrell study inspires FINRA rule changes: ‘The Law and Finance of Broker-Dealer Mark-Ups’
April 25, 2011
The Financial Industry Regulatory Authority (FINRA) has proposed changes to its rules governing markups, commissions and fees, partly in response to a study by Harvard Law School Professor Allen Ferrell. The study, published April 7, is titled “The Law and Finance of Broker-Dealer Mark-Ups.”
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Two years after the government bailout of Bear Stearns set off the first shock wave, the Bulletin interviewed HLS faculty and alumni on what went wrong, on where the greatest dangers remain in our financial system and what to do about them.
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HLS professors join amicus brief in Supreme Court Investment Advisor Case
September 22, 2009
On Sept. 3, four HLS professors joined more than 20 other corporate law and finance professors and scholars in an amici curiae brief filed in the case of Jones et al. v. Harris Associates, now pending before the U.S. Supreme Court.
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Diversified Portfolio
April 1, 2007
Harvard Law School's corporate law scholars like to collaborate--across a global array of subjects.