Securities Law & Regulation

Hal S. Scott, John Gulliver & Connor Kortje, A Review of Cryptoasset Market Structure and Regulation in the United States (2023).

Hal S. Scott & John Gulliver, A Question for Congress: Why Didn’t the SEC Stop FTX?, Wall St. J. (Jan. 18, 2023).

Hal Scott & John Gulliver, Enhancing Post-Trade Transparency for U.S. Treasuries (2022).

Hal S. Scott & John Gulliver, Expanding Access to the Standing Repo Facility for U.S. Treasuries (2022).

Hal Scott & John Gulliver, Gary Gensler’s Assault on U.S. Capital Markets, Wall St. J., July 18, 2022, at A19.

Hal S. Scott & John Gulliver, An SEC Rule May Cost FTX Crypto Customers Billions: A March Decree Prevented Banks and Broker-Dealers From Custodying Assets,…

Hal S. Scott, John Gulliver, Jon Ondrejko & Samuel Holt, Mandatory Central Clearing for U.S. Treasuries and U.S. Treasury Repos (2021).

Hal Scott, Why US Regulators Should Allow Payment for Order Flow to Continue, Fin. Times, Sept. 20, 2021.

Hal S. Scott & John Gulliver, Comm. on Cap. Mkts. Reg., The U.S. Equity Markets: A Plan for Regulatory Reform (2016).

Hal S. Scott & John Gulliver, Comm. on Cap. Mkts. Reg., Expanding Opportunities for Investors and Retirees: Private Equity (2018).

Hal S. Scott & Anna Gelpern, International Finance: Transactions, Policy, and Regulation (Foundation Press 23rd ed., 2020).

Hal S. Scott, Federalism and Financial Regulation, in Federal Preemption: States’ Powers, National Interests 139 (Richard A. Epstein & Michael S. Greve eds., 2007).

Comment, The Impact of Class Actions on Rule 10b-5, 38 U. Chi. L. Rev. 337 (1970).

Hal S. Scott, The SEC’s Misguided Attack on Shareholder Arbitration, Wall St. J., Feb. 22, 2019, at A17.

Hal S. Scott & Anna Gelpern, International Finance: Transactions, Policy, and Regulation (Foundation Press 22nd ed., 2018).

Hal S. Scott, The Need for a New Look at Capital Markets Regulation Post-Enron, 21 J. Int’l Banking L. & Reg. 169 (2006).

Hal S. Scott, Use of International Financial Reporting Standards by Foreign and US Issuers, 23 J. Int’l Banking L. & Reg. 238 (2008).

Hal S. Scott, The Competitive Impact of Financial Regulatory Reform, 26 J. Int’l Banking L. & Reg. 527 (2011).

Hal S. Scott, What is the United States Doing About the Competitiveness of its Capital Markets?, 22 J. Int’l Banking L. & Reg. 487 (2007).

Hal S. Scott, Securitization of Assets by Banks, in Current Developments in International Banking and Corporate Financial Operations 128 (eds., 1989).

Hal S. Scott, Internationalization of Primary Public Securities Markets Revisited, in Capital Markets in the Age of the Euro: Cross-Border Transactions, Listed Companies and Regulation…