Child Categories
Securities Law & Regulation
-
A Question for Congress: Why Didn’t the SEC Stop FTX?
January 25, 2024
Hal S. Scott & John Gulliver, A Question for Congress: Why Didn’t the SEC Stop FTX?, Wall St. J. (Jan. 18, 2023).
-
Enhancing Post-Trade Transparency for U.S. Treasuries
January 25, 2024
Hal Scott & John Gulliver, Enhancing Post-Trade Transparency for U.S. Treasuries (2022).
-
Expanding Access to the Standing Repo Facility for U.S. Treasuries
January 25, 2024
Hal S. Scott & John Gulliver, Expanding Access to the Standing Repo Facility for U.S. Treasuries (2022).
-
Gary Gensler’s Assault on U.S. Capital Markets
January 25, 2024
Hal Scott & John Gulliver, Gary Gensler’s Assault on U.S. Capital Markets, Wall St. J., July 18, 2022, at A19.
-
Hal S. Scott & John Gulliver, An SEC Rule May Cost FTX Crypto Customers Billions: A March Decree Prevented Banks and Broker-Dealers From Custodying Assets,…
-
Hal S. Scott, John Gulliver, Jon Ondrejko & Samuel Holt, Mandatory Central Clearing for U.S. Treasuries and U.S. Treasury Repos (2021).
-
Why US Regulators Should Allow Payment for Order Flow to Continue
January 25, 2024
Hal Scott, Why US Regulators Should Allow Payment for Order Flow to Continue, Fin. Times, Sept. 20, 2021.
-
The U.S. Equity Markets: A Plan for Regulatory Reform
January 25, 2024
Hal S. Scott & John Gulliver, Comm. on Cap. Mkts. Reg., The U.S. Equity Markets: A Plan for Regulatory Reform (2016).
-
Expanding Opportunities for Investors and Retirees: Private Equity
January 25, 2024
Hal S. Scott & John Gulliver, Comm. on Cap. Mkts. Reg., Expanding Opportunities for Investors and Retirees: Private Equity (2018).
-
Hal S. Scott & Anna Gelpern, International Finance: Transactions, Policy, and Regulation (Foundation Press 23rd ed., 2020).
-
Federalism and Financial Regulation
January 25, 2024
Hal S. Scott, Federalism and Financial Regulation, in Federal Preemption: States’ Powers, National Interests 139 (Richard A. Epstein & Michael S. Greve eds., 2007).
-
The Impact of Class Actions on Rule 10b-5
January 25, 2024
Comment, The Impact of Class Actions on Rule 10b-5, 38 U. Chi. L. Rev. 337 (1970).
-
The SEC’s Misguided Attack on Shareholder Arbitration
January 25, 2024
Hal S. Scott, The SEC’s Misguided Attack on Shareholder Arbitration, Wall St. J., Feb. 22, 2019, at A17.
-
Hal S. Scott & Anna Gelpern, International Finance: Transactions, Policy, and Regulation (Foundation Press 22nd ed., 2018).
-
The Need for a New Look at Capital Markets Regulation Post-Enron
January 25, 2024
Hal S. Scott, The Need for a New Look at Capital Markets Regulation Post-Enron, 21 J. Int’l Banking L. & Reg. 169 (2006).
-
The Competitive Impact of Financial Regulatory Reform
January 25, 2024
Hal S. Scott, The Competitive Impact of Financial Regulatory Reform, 26 J. Int’l Banking L. & Reg. 527 (2011).
-
Hal S. Scott, Use of International Financial Reporting Standards by Foreign and US Issuers, 23 J. Int’l Banking L. & Reg. 238 (2008).
-
Hal S. Scott, What is the United States Doing About the Competitiveness of its Capital Markets?, 22 J. Int’l Banking L. & Reg. 487 (2007).
-
Securitization of Assets by Banks
January 25, 2024
Hal S. Scott, Securitization of Assets by Banks, in Current Developments in International Banking and Corporate Financial Operations 128 (eds., 1989).
-
Internationalization of Primary Public Securities Markets Revisited
January 25, 2024
Hal S. Scott, Internationalization of Primary Public Securities Markets Revisited, in Capital Markets in the Age of the Euro: Cross-Border Transactions, Listed Companies and Regulation…
-
International Securities Regulation
January 25, 2024
Hal S. Scott & Philip A. Wellons, International Securities Regulation (Found. Press 2002).