Securities Law & Regulation

John Coates, SPACs, IPOs, and Liability Risk Under the Securities Laws, CLS Blue Sky Blog (Apr. 12, 2021).

John C. Coates & Taylor Lincoln, Fulfilling the Promise of Citizens United, Wash. Post, Sept. 6, 2011, Opinion.

John C. Coates & Taylor Lincoln, A Campaign Finance Job for the SEC, Wash. Post, Sept. 7, 2011, at A19.

John C. Coates, Private vs. Political Choice of Securities Regulation: A Political Cost/Benefit Analysis, 41 Va. J. Int’l L. 531 (2001).

John C. Coates, Ownership, Takeovers and EU Law: How Contestable Should EU Corporations Be?, in Reforming Company and Takeover Law in Europe 677 (Guido Ferrarini,…

John C. Coates, IV, Clayton S. Rose & David Lane, In a Pickle: Barclays Capital and the Sale of Del Monte Foods (C) (Harv. Bus.

John C. Coates, IV, Securities Litigation in the Roberts Court: An Early Assessment, 57 Ariz. L. Rev. 1 (2015).

John C. Coates, IV, Clayton S. Rose & David Lane, In a Pickle: Barclays Capital and the Sale of Del Monte Foods (A) (Harv. Bus.

John C. Coates, IV, Clayton S. Rose & David Lane, In a Pickle: Barclays Capital and the Sale of Del Monte Foods (B) (Harv. Bus.

John C. Coates & Glenn Hubbard, Competition in the Mutual Fund Industry: Evidence and Implications for Policy, 33 J. Corp. L. 151 (2007).

Hal S. Scott & John Gulliver, A Question for Congress: Why Didn’t the SEC Stop FTX?, Wall St. J. (Jan. 18, 2023).

Hal S. Scott & John Gulliver, Expanding Access to the Standing Repo Facility for U.S. Treasuries (2022).

Hal Scott & John Gulliver, Gary Gensler’s Assault on U.S. Capital Markets, Wall St. J., July 18, 2022, at A19.

Hal S. Scott & John Gulliver, An SEC Rule May Cost FTX Crypto Customers Billions: A March Decree Prevented Banks and Broker-Dealers From Custodying Assets,…

Hal Scott, Why US Regulators Should Allow Payment for Order Flow to Continue, Fin. Times, Sept. 20, 2021.

Hal S. Scott & John Gulliver, Comm. on Cap. Mkts. Reg., The U.S. Equity Markets: A Plan for Regulatory Reform (2016).

Hal S. Scott & Anna Gelpern, International Finance: Transactions, Policy, and Regulation (Foundation Press 23rd ed., 2020).

Hal S. Scott, Federalism and Financial Regulation, in Federal Preemption: States’ Powers, National Interests 139 (Richard A. Epstein & Michael S. Greve eds., 2007).

Hal S. Scott, The SEC’s Misguided Attack on Shareholder Arbitration, Wall St. J., Feb. 22, 2019, at A17.

Hal S. Scott & Anna Gelpern, International Finance: Transactions, Policy, and Regulation (Foundation Press 22nd ed., 2018).

Hal S. Scott, The Need for a New Look at Capital Markets Regulation Post-Enron, 21 J. Int’l Banking L. & Reg. 169 (2006).