Investment Products

John C. Campbell, Howell E. Jackson, Brigitte Madrian & Peter Tufano, Consumer Financial Protection, 25 J. Econ. Persp. 91 (2011).

Ruth L. Okediji, Is Intellectual Property “Investment”? Eli Lilly v. Canada and the International Intellectual Property System, 35 U. Pa. J. Int’l L. 1121 (2014).

Louis Kaplow, An Ex Ante Perspective on Deregulation, Viewed Ex Post, 15 Resource & Energy Econ. 153 (1993).

Louis Kaplow, Taxation and Risk Taking: A General Equilibrium Perspective, 47 Nat’l Tax J. 789 (1994).

Louis Kaplow, Government Relief for Risk Associated with Government Action, 94 Scandinavian J. Econ. 525 (1992).

Hal S. Scott, Theories of Legal Liability in Derivative Transactions, in Managing Risk in the ’90s: What Should You Be Asking about Derivatives?, New Eng.

Hal S. Scott, Liability of Derivatives Dealers, in The Future for the Global Securities Market: Legal and Regulatory Aspects 271 (Fidelis Oditah ed., 1996).

Alvin C. Warren, Jr., Financial Contract Innovation and Income Tax Policy, 107 Harv. L. Rev. 460 (1993).

Thomas J. Brennan & Andrew W. Lo, Impossible Frontiers, 56 Mgmt. Sci. 905 (2010).

Robert C. Clark, The Four Stages of Capitalism: Reflections on Investment Management Treatises, 94 Harv. L. Rev. 561 (1981) (reviewing Tamar Frankel, The Regulation of…

Oren Bar-Gill, The Law, Economics and Psychology of Subprime Mortgage Contracts, 94 Cornell L. Rev. 1073 (2009).

Mark J. Roe, The Derivatives Market’s Payment Priorities as Financial Crisis Accelerator, 63 Stan. L. Rev. 539 (2011).

Mihir A. Desai, Dhammika Dharmapala & Winnie Fung, Taxation and the Evolution of Aggregate Corporate Ownership Concentration, in Taxing Corporate Income in the 21st Century…

Mihir A. Desai & Dhammika Dharmapala, Taxes, Institutions and Foreign Diversification Opportunities, 93 J. Pub. Econ. 703 (2009).

John C.P. Goldberg & Benjamin C. Zipursky, The Fraud-on-the-Market Tort, 66 Vand. L. Rev. 1755 (2013).

Max M. Schanzenbach & Robert H. Sitkoff, The Law and Economics of Environmental, Social, and Governance Investing by a Fiduciary (September 5, 2018).

Robert H. Sitkoff & Max Schanzenbach, Did Reform of Prudent Trust Investment Laws Change Trust Portfolio Allocation?, 50 J.L. & Econ. 681 (2007).

Mihir A. Desai & Austan D. Goolsbee, Investment, Overhang, and Tax Policy, Brookings Papers on Econ. Activity, no. 2, 2004, at 285.

Mihir A. Desai, C. Fritz Foley & James R. Hines Jr., Capital Structure with Risky Foreign Investment, 88 J. Fin. Econ. 534 (2008).

Mihir A. Desai, C. Fritz Foley & James R. Hines Jr., Foreign Direct Investment and the Domestic Capital Stock, Am. Econ. Rev., May 2005, at…

Mihir A. Desai & James R. Hines Jr., Expectations and Expatriations: Tracing the Causes and Consequences of Corporate Inversions, 55 Nat’l Tax J. 409 (2002).

Lucian A. Bebchuk & Omri Ben-Shahar, Precontractual Reliance, 30 J. Legal Stud. 423 (2001).

Louis Kaplow, Optimal Policy with Heterogeneous Preferences, 8 B.E. J. Econ. Analysis & Pol’y art. 40 (2008).

Elizabeth Warren, Product Safety Regulation as a Model for Financial Services Regulation, 42 J. Consumer Aff. 452 (2008).

Alvin C. Warren, Jr., U.S. Income Taxation of New Financial Products, 88 J. Pub. Econ. 899 (2004).

Ruth L. Okediji, When is Intellectual Property an Investment?, in Research Handbook on Intellectual Property and Investment Law 94 (Christophe Geiger ed., 2020).

George Batta, George Chacko & Bala Dharan, A Liquidity-Based Explanation of Convertible Arbitrage Alphas, 20 J. Fixed Income 28 (2010).

Kenneth J. Arrow, Shyam Sunder, Robert Forsythe, Robert E. Litan, Eric W. Zitzewitz, Michael Gorham, Robert W. Hahn, Robin Hanson, Daniel Kahneman, John O. Ledyard,…

Thomas J. Brennan, Perils of Partial Mark-to-Market Taxation (Northwestern Law & Econ. Research Paper No. 13-34, Aug. 20, 2013).

Max M. Schanzenbach & Robert H. Sitkoff, Comment Letter of Professors Max M. Schanzenbach and Robert H. Sitkoff on the Department of Labor’s Proposed Rulemaking…

Max M. Schanzenbach & Robert H. Sitkoff, Risk Management and the Prudent Investor Rule, 160 Trusts & Estates 45 (2020).

Max M. Schanzenbach & Robert H. Sitkoff, ESG Investing: Theory, Evidence, and Fiduciary Principles, 36 J. Fin. Planning, Oct. 2020 at 42.

Max M. Schanzenbach & Robert H. Sitkoff, Comment Letter of Professors Max M. Schanzenbach and Robert H. Sitkoff on the Securities and Exchange Commission’s Request…

Max M. Schanzenbach & Robert H. Sitkoff, Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee, 72 Stan.

Robert H. Sitkoff & Max M. Schanzenbach, The Prudent Investor Rule and Trust Asset Allocation: An Empirical Analysis, 35 ACTEC J. 314 (2010).

Robert H. Sitkoff, The Fiduciary Obligations of Financial Advisors Under the Law of Agency, 27 J. Fin. Planning, Feb. 2014, at 42.

Max M. Schanzenbach & Robert H. Sitkoff, Fiduciary Financial Advisors and the Incoherence of a ‘High-Quality Low-Fee’ Safe Harbor (Sept. 16, 2015).

Mark Roe & Cenz Venezze, Will Loyalty Shares Do Much for Corporate Short-Termism?, 76 Bus. L. 467 (2021).

Mark J. Roe, Finance, Rules and the Indexation of Brazilian Government Bonds, 12 Vand. J. Transnat’l L. 1 (1979).

Mark J. Roe, Political and Legal Restraints on Ownership and Control of Public Companies, 27 J. Fin. Econ. 7 (1990).

Mark J. Roe, Political Elements in the Creation of a Mutual Fund Industry, 139 U. Pa. L. Rev. 1469 (1991).

Mark J. Roe, The Modern Corporation and Private Pensions, 41 UCLA L. Rev. 75 (1993).

Ronald J. Gilson & Mark J. Roe, Understanding the Japanese Keiretsu: Overlaps between Corporate Governance and Industrial Organization, 102 Yale L.J. 871 (1993).

Mark J. Roe, The Voting Prohibition in Bond Workouts, 97 Yale L.J. 232 (1987).

Mark J. Roe, The Trust Indenture Act of 1939 in Congress and the Courts in 2016: Bringing the SEC to the Table, 129 Harv. L.

Mihir Desai, Let’s Root for Uber’s I.P.O. to Fail, N.Y. Times, May 10, 2019, at A23.

Mihir Desai, How Finance Works: The HBR Guide to Thinking Smart About the Numbers (2019).