Investment Products

Hal S. Scott & John Gulliver, Opinion, An SEC Rule May Cost FTX Crypto Customers Billions: A March Decree Prevented Banks and Broker-Dealers From Custodying…

Howell E. Jackson & Jeffery Zhang, The Economics of Soft Dollars: A Review of the Literature and New Evidence from the Implementation of MiFID II…

Jennifer Furey & Rebecca Harris, Reaching Millennials: The Need for True Transparency in Supply Chains, Law.com (Aug. 24, 2018, 03:45 PM).

John C. Campbell, Howell E. Jackson, Brigitte Madrian & Peter Tufano, Consumer Financial Protection, 25 J. Econ. Persp. 91 (2011).

Max M. Schanzenbach & Robert H. Sitkoff, Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee, 72 Stan.

Ruth L. Okediji, When is Intellectual Property an Investment?, in Research Handbook on Intellectual Property and Investment Law 94 (Christophe Geiger ed., 2020).

Ruth L. Okediji, Is Intellectual Property “Investment”? Eli Lilly v. Canada and the International Intellectual Property System, 35 U. Pa. J. Int’l L. 1121 (2014).

George Batta, George Chacko & Bala Dharan, A Liquidity-Based Explanation of Convertible Arbitrage Alphas, 20 J. Fixed Income 28 (2010).

Kenneth J. Arrow, Shyam Sunder, Robert Forsythe, Robert E. Litan, Eric W. Zitzewitz, Michael Gorham, Robert W. Hahn, Robin Hanson, Daniel Kahneman, John O. Ledyard,…

Thomas J. Brennan, Perils of Partial Mark-to-Market Taxation (Northwestern Law & Econ. Research Paper No. 13-34, Aug. 20, 2013).

Thomas J. Brennan & Andrew W. Lo, Impossible Frontiers, 56 Mgmt. Sci. 905 (2010).

Max M. Schanzenbach & Robert H. Sitkoff, Comment Letter of Professors Max M. Schanzenbach and Robert H. Sitkoff on the Department of Labor’s Proposed Rulemaking…

Max M. Schanzenbach & Robert H. Sitkoff, Risk Management and the Prudent Investor Rule, 160 Trusts & Estates 45 (2020).

Max M. Schanzenbach & Robert H. Sitkoff, ESG Investing: Theory, Evidence, and Fiduciary Principles, 36 J. Fin. Planning, Oct. 2020 at 42.

Max M. Schanzenbach & Robert H. Sitkoff, Comment Letter of Professors Max M. Schanzenbach and Robert H. Sitkoff on the Securities and Exchange Commission’s Request…

Max M. Schanzenbach & Robert H. Sitkoff, The Law and Economics of Environmental, Social, and Governance Investing by a Fiduciary (September 5, 2018).

Robert H. Sitkoff & Max M. Schanzenbach, The Prudent Investor Rule and Trust Asset Allocation: An Empirical Analysis, 35 ACTEC J. 314 (2010).

Robert H. Sitkoff, The Fiduciary Obligations of Financial Advisors Under the Law of Agency, 27 J. Fin. Planning, Feb. 2014, at 42.

Robert H. Sitkoff & Max Schanzenbach, Did Reform of Prudent Trust Investment Laws Change Trust Portfolio Allocation?, 50 J.L. & Econ. 681 (2007).

Max M. Schanzenbach & Robert H. Sitkoff, Fiduciary Financial Advisors and the Incoherence of a ‘High-Quality Low-Fee’ Safe Harbor (Sept. 16, 2015).

Robert C. Clark, The Four Stages of Capitalism: Reflections on Investment Management Treatises, 94 Harv. L. Rev. 561 (1981) (reviewing Tamar Frankel, The Regulation of…

Oren Bar-Gill, The Law, Economics and Psychology of Subprime Mortgage Contracts, 94 Cornell L. Rev. 1073 (2009).

Mark Roe & Cenz Venezze, Will Loyalty Shares Do Much for Corporate Short-Termism?, 76 Bus. L. 467 (2021).

Mark J. Roe, Finance, Rules and the Indexation of Brazilian Government Bonds, 12 Vand. J. Transnat’l L. 1 (1979).

Mark J. Roe, Political and Legal Restraints on Ownership and Control of Public Companies, 27 J. Fin. Econ. 7 (1990).

Mark J. Roe, Political Elements in the Creation of a Mutual Fund Industry, 139 U. Pa. L. Rev. 1469 (1991).

Mark J. Roe, The Modern Corporation and Private Pensions, 41 UCLA L. Rev. 75 (1993).

Ronald J. Gilson & Mark J. Roe, Understanding the Japanese Keiretsu: Overlaps between Corporate Governance and Industrial Organization, 102 Yale L.J. 871 (1993).

Mark J. Roe, The Voting Prohibition in Bond Workouts, 97 Yale L.J. 232 (1987).

Mark J. Roe, The Trust Indenture Act of 1939 in Congress and the Courts in 2016: Bringing the SEC to the Table, 129 Harv. L.

Mark J. Roe, The Derivatives Market’s Payment Priorities as Financial Crisis Accelerator, 63 Stan. L. Rev. 539 (2011).

Mihir Desai, Let’s Root for Uber’s I.P.O. to Fail, N.Y. Times, May 10, 2019, at A23.

Mihir Desai, How Finance Works: The HBR Guide to Thinking Smart About the Numbers (2019).

Mihir A. Desai, Dhammika Dharmapala & Winnie Fung, Taxation and the Evolution of Aggregate Corporate Ownership Concentration, in Taxing Corporate Income in the 21st Century…

Mihir A. Desai & Austan D. Goolsbee, Investment, Overhang, and Tax Policy, Brookings Papers on Econ. Activity, no. 2, 2004, at 285.

Mihir A. Desai, C. Fritz Foley & James R. Hines Jr., Foreign Direct Investment and the Domestic Capital Stock, Am. Econ. Rev., May 2005, at…

Mihir A. Desai & James R. Hines Jr., Expectations and Expatriations: Tracing the Causes and Consequences of Corporate Inversions, 55 Nat’l Tax J. 409 (2002).

Pol Antràs, Mihir A. Desai & Fritz Foley, FDI Flows and Multinational Firm Activity (Soc’y for Econ. Dynamics, 2006 Meeting Paper No. 266, Dec. 26,…

Mihir A. Desai & Dhammika Dharmapala, Taxes, Institutions and Foreign Diversification Opportunities, 93 J. Pub. Econ. 703 (2009).

Mihir A. Desai & Austan Goolsbee, Investment, Fiscal Policy, and Capital Overhang, 35 Brookings Papers on Econ. Activity 285 (2004).

Mihir A. Desai & Peter Tufano, Laura Martin: Real Options and the Cable Industry (HBS Case 201-004, Aug. 2000).

Berger, Axel et. al., Facilitating Sustainable Investment to Build Back Better 55 J. World Trade 881 (2021)…

Lucian A. Bebchuk & Omri Ben-Shahar, Precontractual Reliance, 30 J. Legal Stud. 423 (2001).

Louis Kaplow, An Ex Ante Perspective on Deregulation, Viewed Ex Post, 15 Resource & Energy Econ. 153 (1993).

Louis Kaplow, Taxation and Risk Taking: A General Equilibrium Perspective, 47 Nat’l Tax J. 789 (1994).

Louis Kaplow, Government Relief for Risk Associated with Government Action, 94 Scandinavian J. Econ. 525 (1992).

Louis Kaplow, Optimal Policy with Heterogeneous Preferences, 8 B.E. J. Econ. Analysis & Pol’y art. 40 (2008).