Prerequisite: Corporations or permission of the instructor to waive the prerequisite.
Exam Type: No Exam
Students will read and discuss materials relating to current issues in securities regulation. Topics in the past have included recent insider trading cases, the Dodd-Frank corporate-governance provisions, and cross-border enforcement issues. As is the norm with reading groups, there will be no examination or paper, and the class will be graded credit/fail.
Note: This reading group will be held on the following dates: 10/18, 10/25, 11/1, 11/8, 11/15, and 11/22.